Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 235,351-235,360 out of 235,401 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kirk H Love717443311/30/-0001Customer DisputeSettled$24,050.00$0.00See FINRA Report
George Stafford Eckhardt75264611/30/-0001Customer DisputeSettled$44,000.00$0.00See FINRA Report
John Phillip Darling61046111/30/-0001Judgment / Lien$0.00$0.00See FINRA Report
Joseph Austin Dooley1319948411/30/-0001Judgment / Lien$0.00$0.00See FINRA Report
Doyle Lavern Holmes1556260611/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Doyle Lavern Holmes1556260611/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Marek Milik2715745111/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Marion P Porter Brawley856366811/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Marion P Porter Brawley856366811/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
James Richard Jundt1008964111/30/-0001CivilFinal$0.00$0.00See FINRA Report

235,401 Results

Display: