Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheryl Jan Steinhart | 1008059 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joanne Cochran Pheil-Hawkins | 1073784 | 3 | 11/30/-0001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Curtis Ray Bowersox | 1271106 | 6 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melvin H Greenberg | 228786 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $15,000.00 | $2,000.00 | See FINRA Report |
| David Charles Myeroff | 344030 | 1 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Hugh Kessel | 722387 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,600.00 | $0.00 | See FINRA Report |
| Ralph Rust Goldman | 224367 | 9 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rochelle Cohen | 702493 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald C Reynolds | 828783 | 1 | 11/30/-0001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk H Love | 717443 | 3 | 11/30/-0001 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |