Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert E Barnard | 1101523 | 7 | 11/30/-0001 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Edward David Aboudi | 378 | 2 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $32,872.00 | See FINRA Report |
| Stephan Daniel Winn | 3228543 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frederic Limmer | 1445011 | 1 | 11/30/-0001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Gene MacKevich | 316167 | 11 | 11/30/-0001 | Customer Dispute | Award / Judgment | $3,102.00 | $55.00 | See FINRA Report |
| Gary David Fogel | 1076396 | 1 | 11/30/-0001 | Customer Dispute | Settled | $8,180.00 | $0.00 | See FINRA Report |
| Mark Alan Kronenfeld | 1201140 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Norbert Charland | 44888 | 1 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rick William Meehleis | 872287 | 3 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Hugo Magnuson | 1910298 | 5 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |