Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Randy Thomas Odom | 1707285 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Brian Meeker | 2335303 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ernest Andrew Kastner | 2981161 | 1 | 11/30/-0001 | Customer Dispute | Settled | $16,945.90 | $0.00 | See FINRA Report |
Joseph Wheatley Sanford | 410520 | 9 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Paul James Doneff | 1443682 | 3 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Laura Lee Kuechler | 1037194 | 2 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Martin Fortuna | 1033359 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Peter Binetti | 1048888 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Douglas Donald Wood | 471907 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Calvin Thomas Cramer | 56356 | 2 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |