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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 235,281-235,290 out of 235,401 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randy Thomas Odom1707285311/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Daniel Brian Meeker2335303211/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Ernest Andrew Kastner2981161111/30/-0001Customer DisputeSettled$16,945.90$0.00See FINRA Report
Joseph Wheatley Sanford410520911/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Paul James Doneff1443682311/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Laura Lee Kuechler1037194211/30/-0001Judgment / Lien$0.00$0.00See FINRA Report
Joseph Martin Fortuna1033359111/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Peter Binetti1048888211/30/-0001CriminalFinal Disposition$0.00$0.00See FINRA Report
Douglas Donald Wood471907211/30/-0001Employment Separation After Allegations$0.00$0.00See FINRA Report
Calvin Thomas Cramer56356211/30/-0001Customer DisputeSettled$0.00$0.00See FINRA Report

235,401 Results

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