Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Edward Piccirillo | 835562 | 5 | 11/30/-0001 | Customer Dispute | Award / Judgment | $23,000.00 | $2,000.00 | See FINRA Report |
| Donald Bruce Zwiebel | 477445 | 5 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Thomas Guenther | 1055270 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glen Warren Darby | 1197949 | 2 | 11/30/-0001 | Customer Dispute | Settled | $38,582.00 | $0.00 | See FINRA Report |
| Michael Allan Booth | 1001708 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Rees Crosby | 2573562 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Huntington Lieungh | 1126285 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $4,696.00 | $3,999.91 | See FINRA Report |
| Michael Terence Sullivan | 1058805 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Morris Mikeska | 1839037 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Joseph Costa | 2434807 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |