Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Wayne Lollis | 1194059 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bernard Irwin Toobin | 448081 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $150,000.00 | $5,594.24 | See FINRA Report |
| Gary Walter Oliphant | 848002 | 5 | 11/30/-0001 | Customer Dispute | Settled | $24,978.60 | $0.00 | See FINRA Report |
| Jon N Davidson | 61590 | 1 | 11/30/-0001 | Customer Dispute | Settled | $6,137.00 | $0.00 | See FINRA Report |
| John Robert Lawlar | 861795 | 2 | 11/30/-0001 | Customer Dispute | Award / Judgment | $75,000.00 | $15,000.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Colin Schakner | 412521 | 3 | 11/30/-0001 | Customer Dispute | Award / Judgment | $46,422.80 | $4,550.04 | See FINRA Report |
| Edward Kelly Levi | 862732 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janet Elaine Bitner Caylor | 857438 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |