Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Paul Davis | 2235761 | 2 | 07/14/1908 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Lee Carson | 41892 | 23 | 06/20/1907 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| David Lawrence Difiore | 2201173 | 1 | 01/19/1905 | Customer Dispute | Award / Judgment | $6,357.75 | $4,362.75 | See FINRA Report |
| Name | 0 | 0 | 11/30/-0001 | disclosure_type | disclosure_status | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Collins | 1232791 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Lanham Ferris | 206848 | 7 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Bryan | 1036857 | 4 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Richard Alexander | 2717 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel William Carnevale | 41099 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $250,000.00 | $93,000.00 | See FINRA Report |
| Wallace Edward Cook | 1348350 | 2 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |