Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Daniel Gelman | 219590 | 2 | 01/01/1951 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis McDonald | 1019368 | 5 | 10/14/1950 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Gebhardt | 1001402 | 1 | 06/01/1949 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gilbert Hodgson McFadden | 1464236 | 2 | 09/13/1948 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Werner Casper Furrer | 1439818 | 1 | 05/02/1945 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Stephen Baron | 500737 | 2 | 10/04/1944 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnold Mark Rudiger | 800390 | 4 | 06/01/1944 | Customer Dispute | Award / Judgment | $10,000.00 | $400.00 | See FINRA Report |
| Leslie Wilford Camp | 1331044 | 1 | 04/14/1944 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Steven Omelina | 720896 | 5 | 11/19/1910 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dane Allan Larsen | 1011383 | 1 | 08/07/1908 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |