Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Mills | 336056 | 1 | 08/08/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Carey Roebuck | 402471 | 6 | 08/01/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Boone | 874459 | 1 | 06/13/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Howard Cross | 1092608 | 1 | 06/01/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ralph Gonzalez | 1196060 | 2 | 05/17/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Richmond McFarland | 2451959 | 2 | 05/03/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallan Carlos Taylor | 2278088 | 1 | 04/01/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Edwin Hyde | 1211161 | 1 | 01/23/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Robert Michles | 1191914 | 2 | 01/01/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Frederick Regotti | 1168717 | 1 | 01/01/1956 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |