Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Kolb | 1438464 | 1 | 05/21/1958 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Greg Jude Baker | 1457345 | 1 | 05/11/1958 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dion Braden | 1052364 | 2 | 05/01/1958 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| David John Page | 1738497 | 1 | 04/21/1958 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon William Yoskin | 1135932 | 1 | 04/15/1958 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Thomas | 1260260 | 1 | 01/28/1958 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert MacDonald Barker | 12564 | 2 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert MacDonald Barker | 12564 | 2 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Esau Betar | 20593 | 3 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Thomas Maultsby | 5438225 | 2 | 11/27/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |