Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alfred Smith | 1188652 | 3 | 07/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alvin Gregory Hageman | 2124180 | 1 | 06/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold James Allen | 1536671 | 1 | 05/28/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Lanham Ferris | 206848 | 7 | 05/04/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Joseph Wetsch | 4034861 | 1 | 05/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerald L Johnson | 1999590 | 1 | 04/26/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald David Geis | 219374 | 3 | 04/22/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Kisthardt | 2268862 | 1 | 04/21/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Artes Page | 1036400 | 1 | 04/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John P McGuire | 1187264 | 1 | 03/18/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |