Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Lanham Ferris | 206848 | 7 | 11/11/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herman Weiss | 1060647 | 1 | 11/01/1960 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Seymour Baden | 1710182 | 1 | 10/30/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Gladwood Webb | 1077772 | 2 | 10/29/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Henry Smith | 1909922 | 1 | 10/20/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Ralph Devitt | 1163717 | 1 | 10/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tillman Pugh | 1217596 | 4 | 09/15/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Davis | 2311467 | 1 | 09/02/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Nils Johanson | 1884274 | 1 | 08/14/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy David Streeter | 1798274 | 2 | 08/11/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |