Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avery Leroy Williams | 467470 | 1 | 01/29/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Crane | 5327582 | 6 | 01/10/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malcolm McGreggor Meikle | 331313 | 2 | 01/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Frangipane | 212697 | 4 | 01/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas McPherson | 1091735 | 7 | 01/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Haguewood | 1212626 | 1 | 01/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Garibaldi Susi | 1314381 | 1 | 01/01/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bobby Eugene Geis | 219372 | 1 | 01/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles D Waters | 4491445 | 2 | 12/18/1961 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Stein | 434681 | 1 | 12/01/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |