Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Mandel | 318446 | 1 | 05/04/1962 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Louis Peterson | 1847964 | 1 | 05/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce James Hammann | 833511 | 1 | 04/23/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allen Panebianco | 1936482 | 1 | 04/14/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Stanley Greenwald | 1603480 | 1 | 04/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Boylan | 1032011 | 4 | 04/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Spita | 1466781 | 1 | 04/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Aiello | 2019 | 1 | 03/20/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Gerald Jackson | 1190129 | 1 | 03/16/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James David Wiltshire | 1154149 | 1 | 03/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |