Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Curtis Korth | 1063109 | 1 | 02/13/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wilson Spotswood | 432489 | 2 | 02/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Crumbley | 1357944 | 2 | 02/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Herbert Burman | 1720079 | 1 | 01/29/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce A Thornton | 4459818 | 1 | 01/25/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Floyd Rowe | 2289582 | 1 | 01/22/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Brent Hobbs | 4061817 | 1 | 01/20/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Loss Francis | 2109660 | 3 | 01/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Crumbley | 1357944 | 2 | 01/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Edward Frey | 214215 | 4 | 01/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |