Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reagan Ellis David | 1247213 | 1 | 08/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Edgar Deloach | 2030564 | 5 | 07/28/1964 | $0.00 | $0.00 | See FINRA Report | ||
| Patrick Arthur Hook | 1925062 | 2 | 07/27/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Toomey | 2164013 | 2 | 07/16/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Brenton Deford | 1830455 | 1 | 06/21/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruth Isabel Caughey | 1959439 | 1 | 06/17/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Forgy | 2229227 | 1 | 06/11/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Sheffield Jaffray | 1476913 | 1 | 06/01/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerold Thompson Wood | 1335698 | 1 | 05/27/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Fradella | 212429 | 1 | 05/27/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |