Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Farrell | 204781 | 1 | 02/11/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leeaster Lorenzo Sullivan | 1360666 | 2 | 02/09/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Gene Huggins | 2472424 | 4 | 02/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Daniel Esquilla | 1727965 | 1 | 01/23/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Edward Fleischmann | 209656 | 1 | 01/13/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edgar Deloach | 2030564 | 5 | 01/12/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Warren Yates | 4565057 | 1 | 01/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Francis Brockelman | 31107 | 2 | 01/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Massari | 322386 | 1 | 12/23/1964 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edward Behler | 1187551 | 2 | 12/19/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |