Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Richard Martin | 321077 | 1 | 04/19/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert George Sakharoff | 1407691 | 1 | 04/09/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Ambrose Day | 2469775 | 1 | 04/08/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ira Peregoff | 360096 | 2 | 04/06/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/05/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Strohm | 1153646 | 1 | 04/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Kamp | 1269291 | 6 | 04/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Virginia Emily Bell | 1149581 | 1 | 03/31/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |