Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard James Sabin | 1153173 | 1 | 09/30/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Paul Fahey | 1109696 | 2 | 09/24/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins | 51366 | 6 | 08/31/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Costello | 5299328 | 1 | 08/30/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marion Pannell | 4201842 | 2 | 08/29/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Thomas Reinhart | 1127950 | 1 | 07/23/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Rodgers | 5303603 | 1 | 07/19/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Steiner | 862110 | 1 | 07/16/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Eugene Frerichs | 1486713 | 2 | 07/14/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Emmons | 2643105 | 1 | 07/07/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |