Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lee Epperly | 1160441 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sidney Maurice Lerner | 1230453 | 1 | 01/01/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David William Rhodes | 1342889 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alcide Lamothe | 1471476 | 2 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Johnson | 4837247 | 3 | 12/21/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deanna Rose Jenkins | 2002296 | 1 | 12/21/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 12/12/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas McKay | 1152245 | 1 | 12/09/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Charles Baer | 829749 | 1 | 12/08/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Studebaker | 1622637 | 1 | 12/05/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |