Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marshall David Albarelli | 817994 | 1 | 02/22/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donald William Quirk | 2393276 | 4 | 02/18/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lenton Jenkins | 1779359 | 1 | 02/07/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Larry Dean Risley | 1129348 | 1 | 01/27/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edward Francis McKeon | 1443284 | 1 | 01/26/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert William Crane | 5327582 | 6 | 01/19/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Herve Anfred Dorsey | 1717374 | 2 | 01/17/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Joseph Frank | 1544503 | 8 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert L II Hayes | 3047478 | 2 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Anthony Lopez | 4274607 | 1 | 01/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |