Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald William Quirk | 2393276 | 4 | 03/29/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Ann Goodman | 1761526 | 1 | 03/26/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Richard Duba | 1010007 | 1 | 03/22/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 03/21/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Eno Weber | 460897 | 3 | 03/15/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Reinhold Wiese | 829722 | 1 | 03/13/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernest Ralph Bemis | 1856152 | 1 | 03/06/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Kamp | 1269291 | 6 | 03/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Daniel Goldberg | 2143262 | 1 | 02/27/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lee Turner | 1133436 | 3 | 02/24/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |