Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Stephen Sauers | 2279891 | 1 | 05/17/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Fisher | 208661 | 2 | 05/16/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Mastrosimone | 1056565 | 3 | 05/13/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles William Langley | 1356675 | 1 | 05/09/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick D Ball | 4526888 | 1 | 05/05/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard George Holm | 870065 | 3 | 05/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Arthur Buchalter | 1007284 | 4 | 05/01/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Walter Witt | 2423730 | 4 | 04/22/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Murray Pausman | 1609753 | 2 | 04/19/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Woodrum | 1367041 | 1 | 04/04/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |