Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Ronald McKinney | 4199558 | 1 | 09/29/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Strater | 1774734 | 2 | 09/22/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Merritt Folger | 210685 | 1 | 09/14/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Kyle Ferguson | 2684492 | 1 | 09/12/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 09/01/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Alan Porter | 1811766 | 10 | 08/24/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Owen Henson | 1925540 | 2 | 08/15/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/08/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Mullin | 2385018 | 1 | 08/07/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Alex Nelson | 1318982 | 2 | 08/01/1966 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |