Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Eno Weber | 460897 | 3 | 01/24/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Simpson | 1100809 | 1 | 01/22/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Maas | 1590640 | 4 | 01/11/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Gale Lowrimore | 1234638 | 2 | 01/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Holub | 1033723 | 1 | 01/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christa Maria Monahan | 1441486 | 1 | 01/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Emmel | 1324909 | 2 | 12/30/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Patrick Prestigiacomo | 1830382 | 2 | 12/22/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 817773 | 5 | 12/19/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Francis Gottl | 1125909 | 1 | 12/16/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |