Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Marshall Beringer | 19402 | 1 | 03/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edwin Middleton | 1015407 | 1 | 03/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Grady | 226921 | 8 | 03/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Stanford Kohlmeyer | 273303 | 2 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Owen Safford | 1056808 | 1 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| F Javier Banos | 11922 | 1 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Beard | 2230265 | 3 | 02/25/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Kenneth Mielziner | 333921 | 1 | 02/10/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Franklin Kirkpatrick | 808168 | 4 | 02/03/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William J Vanhoegarden | 824799 | 1 | 02/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |