Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Smith | 2328687 | 1 | 05/21/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dorothy Fry | 4027780 | 1 | 05/15/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Richard Adams | 1411103 | 2 | 05/15/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adolph Louis Bennett | 18177 | 3 | 05/15/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy David Streeter | 1798274 | 2 | 05/10/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Gregory Goss | 1180610 | 1 | 05/07/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Eugene Sarazen | 2839078 | 1 | 05/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marilyn Helen Gonsalves | 1694928 | 1 | 04/22/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Clayton Johansen | 4495292 | 1 | 04/20/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Craig T Runyan | 5153316 | 1 | 04/15/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |