Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Francis Martek | 3051626 | 5 | 01/19/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence George Snarski | 1008179 | 1 | 01/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neil Anderson Scott | 859955 | 8 | 01/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 01/15/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lebrone Lee King | 2012887 | 2 | 01/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph S Zimmer | 5460774 | 5 | 01/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Jones | 2113675 | 1 | 01/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Irwin Maurice Schachter | 412211 | 1 | 01/01/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rand Evans | 846041 | 1 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| A Michael Ciaburri | 1207695 | 2 | 01/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |