Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Richard Hawke | 1631871 | 3 | 02/23/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart William Avery | 1192486 | 1 | 02/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Duffield Meyercord | 1030428 | 1 | 02/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wesley Vern Pritchett | 2060332 | 3 | 02/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Martin Wynne | 2189337 | 1 | 02/15/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 02/13/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Cleo Dunlap | 1984686 | 15 | 02/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernardo Pagan | 1402986 | 1 | 02/10/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Salvatore Charles Grech | 5064843 | 2 | 01/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Gene Hise | 1435443 | 1 | 01/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |