Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Costilla | 1031069 | 3 | 03/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Anthony Eno | 1209077 | 4 | 03/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew David Papendieck | 1408187 | 1 | 03/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Louis Raybin | 2828841 | 6 | 03/07/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Louis Needelman | 1333102 | 4 | 03/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Langdon Bailey | 10165 | 4 | 03/01/1968 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janet W Innis | 4840396 | 1 | 02/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Glowaki | 817605 | 1 | 02/26/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marvin Lynn Horton | 1197968 | 1 | 02/25/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Bernard Milligan | 335852 | 2 | 02/24/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |