Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Joseph Metropulos | 2225004 | 1 | 04/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerri Ann Cirino | 1402291 | 1 | 04/05/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Boris Barnett Foust | 2148332 | 1 | 04/05/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Elliot Spivak | 432370 | 1 | 04/04/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Anderson | 714242 | 2 | 04/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lewis Jay Lassow | 803795 | 4 | 04/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Shirlaine Kahn | 3152185 | 1 | 04/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert John Rogowski | 1818321 | 1 | 04/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Lowry Lamb | 2307018 | 1 | 03/30/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph S Zimmer | 5460774 | 5 | 03/23/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |