Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Walter Darden | 848811 | 7 | 05/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Smith | 4973581 | 1 | 05/21/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Haywood Walters | 1219745 | 4 | 05/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Owen Henson | 1925540 | 2 | 05/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walter Clinkscales Hughes | 1415122 | 2 | 05/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cipriano Luis Arredondo | 1445462 | 2 | 05/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Lee Harrison | 728871 | 1 | 05/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Newton Mattison | 2412243 | 1 | 05/10/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Louis Paegelow | 2120812 | 1 | 05/09/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Helman MacAdams | 1132998 | 2 | 05/07/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |