Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Ray Ritner | 400235 | 1 | 06/26/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Arthur Courtney | 1271081 | 2 | 06/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nelson Gatch Powers | 2120913 | 9 | 06/21/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nelson Gatch Powers | 2120913 | 9 | 06/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carmelo Rivera | 2014017 | 1 | 06/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Dean Wolfe | 5057471 | 1 | 06/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Palmer | 2143982 | 8 | 06/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marcus Turner | 2834316 | 4 | 06/07/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Leonard Couturier | 5289587 | 1 | 06/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Bennett | 1300444 | 1 | 05/30/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |