Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Paul Beissel | 2059572 | 1 | 07/23/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul William Brown | 1872935 | 1 | 07/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Douglas Gibson | 1816161 | 3 | 07/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Douglas Harvey | 1196514 | 1 | 07/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas M Brewer | 4057998 | 1 | 07/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Bernard Turansky | 4647578 | 1 | 07/14/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Richard Grayem | 1262963 | 2 | 07/03/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 07/02/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 07/02/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lyn Dziubek | 1188424 | 2 | 06/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |