Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Matthew Holzapfel | 1688916 | 2 | 08/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donn Higby Dorsett | 2243225 | 1 | 08/06/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Faller | 1652931 | 2 | 08/05/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jan Nelson Sterling | 2125191 | 1 | 08/05/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Thruston Houk | 1526142 | 4 | 07/31/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Cleo Dunlap | 1984686 | 15 | 07/29/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Maniscalco | 4311449 | 1 | 07/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Robinett | 1242032 | 1 | 07/28/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Irving | 1289123 | 9 | 07/25/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Wesley Burd Jr | 6102021 | 1 | 07/24/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |