Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Argila | 2704947 | 1 | 10/25/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Wesley Snider | 1876112 | 3 | 10/21/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Bernard Lowlicht | 313571 | 7 | 10/18/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Jerome Wrobel | 1871637 | 5 | 10/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Groux | 4947184 | 9 | 10/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Sue Langford | 1661176 | 1 | 10/10/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Donald Kimbrough | 2612239 | 3 | 10/07/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Penny Marie Watson | 2016864 | 2 | 10/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Penny Marie Watson | 2016864 | 2 | 10/01/1968 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Doron Manson Green | 1052941 | 1 | 09/24/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |