Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Adams | 1753312 | 2 | 11/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David William Tangerini | 2094587 | 1 | 11/07/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Richard Perry | 721527 | 1 | 11/04/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neil Fisch | 2328462 | 1 | 11/02/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herman Gregory Jones | 1022409 | 1 | 11/02/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Kinsch | 1344957 | 4 | 10/31/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Dwyer | 1479446 | 5 | 10/29/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Cleo Dunlap | 1984686 | 15 | 10/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jolene Sue Starr | 1212445 | 4 | 10/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Alphonse Castagna | 43003 | 2 | 10/25/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |