Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alberto Arturo Fritz | 2158296 | 15 | 11/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Andrew Jack | 1154499 | 1 | 11/18/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Spencer Davis | 62262 | 1 | 11/14/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff W Israel | 1868404 | 1 | 11/13/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cornell Underwood | 1077475 | 1 | 11/12/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Bernard Lowlicht | 313571 | 7 | 11/11/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Bell | 833107 | 3 | 11/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Orlando Bermudez | 1922224 | 1 | 11/11/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger John Przytulski | 4255581 | 1 | 11/10/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric John Huveldt | 1489697 | 3 | 11/10/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |