Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gloria Rosen | 1002947 | 5 | 12/09/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Palena | 355423 | 1 | 12/08/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Byron Kent Freeman | 2490710 | 4 | 12/03/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Black Collister | 1348891 | 1 | 12/02/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Willis Guy Littell | 601072 | 2 | 12/02/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Webb Lloyd Davis | 837814 | 5 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Andrew Katchmer | 1334651 | 1 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Stella | 2277598 | 1 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elliott Haines | 2284526 | 1 | 11/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elias Alexander Lazor | 601347 | 1 | 11/25/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |