Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Eugene Lewis | 1730116 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Mark Berman | 19728 | 12 | 01/01/1969 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Edward Leonard | 2129667 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Clayton Glad | 222573 | 2 | 01/01/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Earl Kunker | 276634 | 3 | 12/31/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Worthington | 1066670 | 1 | 12/27/1968 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Christine Farley | 2086511 | 1 | 12/26/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheila Llynn Jenne | 2848720 | 1 | 12/19/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Elliot Behar | 808506 | 1 | 12/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Charles Sanderson | 2239449 | 1 | 12/09/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |