Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Constantine Theodore Leonida | 1430795 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Cranston Vose | 715622 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Owen Robison | 856574 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Cooper | 3124737 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Allen | 5700624 | 1 | 01/01/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judy Roland Drake | 1012673 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul McEvoy | 1108498 | 1 | 01/01/1969 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Hofer | 1223352 | 1 | 01/01/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Robert Larkin | 1251821 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Carl Eastland | 1296723 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |