Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Owen Robison | 856574 | 2 | 01/20/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Leo Sesto | 1437173 | 2 | 01/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Donald Kimbrough | 2612239 | 3 | 01/17/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerald Reinhardt | 5688940 | 1 | 01/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Bittner | 2069917 | 1 | 01/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Sue Glascock | 2118335 | 1 | 01/14/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Sellitto | 1408978 | 2 | 01/04/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Arthur Fehr | 205545 | 1 | 01/03/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Stuart Dodge | 1081798 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Marshall Allen | 700027 | 1 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |