Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nelson Gatch Powers | 2120913 | 9 | 03/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Lyn Dziubek | 1188424 | 2 | 03/10/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Cleo Dunlap | 1984686 | 15 | 03/10/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Zesch | 854607 | 1 | 03/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl William Nolting | 348894 | 3 | 03/03/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Wayne Vance | 1979770 | 5 | 03/02/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Manning Schroeder | 2615409 | 1 | 03/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Eugene Kanar | 1081021 | 1 | 03/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry L Lauth | 4734559 | 2 | 02/28/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Kinsch | 1344957 | 4 | 02/27/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |