Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eileen Samantha Brady-Dean | 1242139 | 1 | 04/18/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Morton Kantrowitz | 1021206 | 8 | 04/18/1969 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Morton Goldfield | 224226 | 1 | 04/14/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Sellitto | 1408978 | 2 | 04/09/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Malachi Fullard | 2108959 | 3 | 04/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Cuttino Curlee | 3039143 | 1 | 04/06/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane Martin Winterberg | 1053234 | 1 | 04/02/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Altshuler | 4133 | 2 | 04/01/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Virginia Edwards Bunton | 865797 | 2 | 04/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kent Stewart Borsch | 1550852 | 3 | 03/31/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |