Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Neal Walters | 1483958 | 1 | 08/24/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Daniel Spina | 432195 | 5 | 08/23/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel George Porath | 1711976 | 1 | 08/22/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Terry | 2283387 | 4 | 08/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stella Mary Cecchini | 4267350 | 1 | 08/15/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Leighton Riegel | 1833807 | 1 | 08/14/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Foster Neal Blagman | 1766857 | 4 | 08/09/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Fisher | 208661 | 2 | 08/07/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Milton Herbert Cohn | 840000 | 1 | 08/06/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rose Ann Koprowski | 1398661 | 1 | 08/06/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |