Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Michael Skemp | 4203805 | 1 | 08/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Craig Brinton | 5498737 | 3 | 08/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Annette Pelfrey Kitchen | 4417535 | 1 | 08/20/2024 | Customer Dispute | Pending | $350,976.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 08/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Diana Lynn Morrison | 5786230 | 1 | 08/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kimberly Kay Miller | 4175240 | 1 | 08/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Robert Young | 4787488 | 6 | 08/20/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Brett Alexander Wooten | 5928719 | 1 | 08/20/2024 | Customer Dispute | Pending | $365,000.00 | $0.00 | See FINRA Report |
| Derrick Allen Brauner | 6082847 | 1 | 08/20/2024 | Customer Dispute | Pending | $54,000.00 | $0.00 | See FINRA Report |
| Roger Randall Given | 2198309 | 1 | 08/20/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |