Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald L Hansen | 3207894 | 3 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John C Riley | 1096019 | 4 | 08/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Foerster Reynolds | 2162706 | 19 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Robert Hutcheson | 2539627 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 08/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Elliot Zorn | 2056837 | 3 | 08/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Brent Alan Nelson | 3026585 | 7 | 08/21/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Thomas Francis Clark | 729345 | 3 | 08/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Norman Joseph Santori | 873209 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |