Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/23/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Vincent Mallon | 5039515 | 2 | 08/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melika Assadi | 7693007 | 7 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melika Assadi | 7693007 | 7 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Condzal | 1890265 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brycen Noel Coward | 7434204 | 1 | 08/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cherie Desiree Brannan-Russell | 1934621 | 2 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Desiree Brannan-Russell | 1934621 | 2 | 08/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Jayne Feland | 3203684 | 1 | 08/22/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Jackson | 2224335 | 5 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |