Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason W Bostian | 6203051 | 1 | 08/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Boyd Swift | 3082572 | 1 | 08/28/2024 | Customer Dispute | Pending | $28,783.20 | $0.00 | See FINRA Report |
| Phillip Noland Attebery | 4247195 | 2 | 08/28/2024 | Customer Dispute | Pending | $9,500,000.00 | $0.00 | See FINRA Report |
| Brandon Wesley Hanna | 6758707 | 7 | 08/28/2024 | Customer Dispute | Pending | $9,500,000.00 | $0.00 | See FINRA Report |
| Allen John Hegener | 1136011 | 3 | 08/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lee Alan Rosenblum | 1878178 | 1 | 08/27/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 08/27/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Ryan Gregory Caldwell | 6642132 | 2 | 08/27/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Mehle | 7008517 | 1 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Lawrence Kelly | 2293119 | 7 | 08/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |