Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew William Cinco | 2579479 | 1 | 10/27/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Fedorko | 2007317 | 21 | 10/27/2010 | Customer Dispute | Withdrawn | $230,000.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn Tennyson | 4240259 | 1 | 10/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Carol Cato Keathley | 1396322 | 3 | 10/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Stubbe | 2233070 | 6 | 10/12/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Lee Hutchinson | 2055616 | 22 | 10/04/2010 | Customer Dispute | Withdrawn | $6,422.63 | $0.00 | See FINRA Report |
| Michael David Tannen | 2293382 | 10 | 10/04/2010 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Jeff Edward Flohr | 2151276 | 5 | 09/23/2010 | Customer Dispute | Withdrawn | $8,000,000.00 | $0.00 | See FINRA Report |
| James Francis Walsh | 1745131 | 11 | 09/22/2010 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Yekaterina Tervinsky | 4808362 | 1 | 09/21/2010 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |